Jeff advises banks, financial institutions, and operating companies on formation matters, corporate governance, commercial transactions, strategic licenses, financing and fundraising activities, and mergers and acquisitions. He also advises asset managers on Investment Adviser Act compliance, including code of ethics compliance, marketing and advertising compliance, and the preparation and filing of Form ADV and Form PF.
Jeff joined Partridge Snow & Hahn LLP in 2018 from Audax Group, an investment advisory and asset management firm in Boston. He served as Audax Group’s Senior Staff Attorney and Compliance Officer, providing legal and operational counsel across the marketing, business development, and corporate development functions. His work included daily interaction with the investment banking community on deal sourcing and origination efforts. Jeff also worked extensively with the firm’s portfolio companies, counseling operational and corporate development teams on contract review and negotiation, employment matters, and buy-side and sell-side efforts. He also oversaw a portion of the firm’s investment adviser compliance program where he conducted training, reviewed marketing materials, and analyzed and advised on personal investment activity.
- Suffolk University Law School
- University of Michigan
Bar Memberships & Admissions
- Safe Banking Act 2019
Partridge Snow & Hahn Client Alert, April 22, 2019