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“New SEC Rules for Municipal Advisors Take Effect July 1, 2014”
June 2014

Alexandra W. Pezzello
Eugene G. Bernardo II

Under rules adopted by the Securities and Exchange Commission (the “SEC”) last September that go into effect July 1, 2014, municipal advisors must now register with the SEC.

“Lessons to Learn from the Harrisburg SEC Fraud Charges”
June 2013

Eugene G. Bernardo II
Alexandra W. Pezzello

Recently, the Securities and Exchange Commission (the “SEC”) broke new ground when it charged Harrisburg, Pennsylvania (the “City”) with securities fraud in connection with material misstatements and omissions regarding the City’s financial condition.

“SEC Seeks Further Authority to Regulate the Municipal Securities Market”
August 2012

Eugene G. Bernardo II
Alexandra W. Pezzello

On July 31, 2012, the Security and Exchange Commission (the “SEC”) issued its much-awaited Report on the Municipal Securities Market (the “Report”).

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